← AI Day · Advisory, planning, lending
Run AI Day for Financial Services.
A focused day with your financial services team — AI strategy, hands-on prototyping, and a 30-day plan they actually use. Built on the Financial Services industry pack, not generic AI training.
What your team will work on
Real financial services workflows. Shipped live.
Three sample use cases pulled from the 7-workflow Financial Services pack. The full set ships in the workshop or DIY playbook.
Client meeting prep brief
Pull CRM data, last meeting notes, and recent account activity into a one-page prep brief so the advisor walks in already oriented.
3-5 hrs / advisor
Annual review packet drafter
Turn advisor notes and account summaries into a draft annual review packet — goals tracking, action items, talking points — for the advisor to review and sign.
4-6 hrs / advisor
Compliant client status email drafts
Quarterly check-ins and market commentary emails written to pass compliance the first time — no projections, no performance promises.
2-4 hrs / advisor
Three formats
Solo, team, or free DIY.
Pick the level that matches your team size and budget. Same Financial Services pack underneath each one.
Free
DIY Playbook
Your industry pack as a downloadable, runnable playbook. Run AI Day yourself — agenda, prompts, agent templates included.
Get the DIY playbookSolo · $297
AI Power Hour
90 minutes 1:1 with Chelsea. Build one workflow live, walk out with a recording and a 30-day plan. For founders and individual operators.
Book a Power HourTeam · From $1,500
Live AI Day
Full-day facilitated workshop with your team. Industry-specific agenda. Real workflows shipped during the day. Custom recap deck for leadership.
Book Live AI Day
What we cover
Industry-specific guardrails.
- SEC Marketing Rule (2022) governs testimonials, endorsements, and performance claims. AI-generated marketing must clear the firm's compliance review before publication, and the firm must retain the records to support any claim made.
- FINRA Rule 2210 (broker-dealers) and state IA marketing rules require pre-use approval and supervision of communications with the public. AI drafts are still 'firm communications' subject to the same supervisory framework.
- Fiduciary duty and Reg BI: AI cannot make a recommendation. AI can summarize, explain, and draft documentation. The recommendation requires licensed-human judgment plus suitability documentation that the advisor signs and owns.
- Privacy: SEC Reg S-P and Gramm-Leach-Bliley govern client PII. Client data must NOT go into consumer AI tools (free Claude/ChatGPT). Use enterprise/Team plans where data isn't used for training, BAAs/DPAs where applicable, or self-hosted models.
Wins teams have shipped
Outcomes you can expect.
- A 4-advisor RIA built a meeting prep brief workflow on an enterprise Claude Project and cut prep time from ~45 minutes per client to ~10 minutes — advisors walked into reviews more prepared, not less.
- A solo CFP cut annual review packet drafting from a full Saturday to a Tuesday afternoon by feeding her notes through a packet-drafter project, then editing and signing the output.
- A small mortgage brokerage standardized intake-to-underwriting summaries with an internal bot, reducing missing-doc cycles with applicants by ~40% and shortening time-to-credit-review.
Pair AI Day with a real tool
Build a custom financial services dashboard too.
Drop your URL into the Free Dashboard Builder and get a working interactive prototype in minutes — perfect for your team to riff on during AI Day.